Relationships	Role	Relationship Start	Relationship End
Wachovia Securities Financial Holdings, Llc	Parent	7/1/2003
Everen Capital Corporation	Parent	5/1/2003	6/30/2003
Everen Securities Holdings, Inc.	Parent	10/1/1999	4/30/2003
First Clearing, Llc	Subsidary	12/1/2011	11/10/2016
Wells Fargo Advisors (Montevideo) Usuaria De Zona Franca S.A.	Subsidary	6/30/2007	5/28/2010
Wells Fargo Advisors (Chile) Llc	Subsidary	7/1/2003	5/28/2010
Wachovia Securities (Uruguay) S.A.	Subsidary	6/30/2007	5/28/2010
Wells Fargo Advisors (Argentina) Llc	Subsidary	7/1/2003	5/28/2010
Wachovia Securities Servicos E Participacoes (Brasil) Ltda.	Subsidary	7/1/2003	6/27/2008
Wells Fargo Advisors (Montevideo) Usuaria De Zona Franca S.A.	Subsidary	7/1/2003	6/29/2007
Wachovia Securities (Uruguay) S.A.	Subsidary	7/1/2003	6/29/2007
Wexford Clearing Services, Llc	Subsidary	7/1/2003	4/14/2005
Wheat First Butcher Singer Private Equity Fund, Limited Partnership	Subsidary	10/1/1999	12/30/2004
Bache Insurance Agency Of Oklahoma, Inc.	Subsidary	7/1/2003	9/5/2004
Tcig Nc State Credit Fund, Llc	Subsidary	12/22/2000	5/27/2003
Ciit Holdings, Llc	Subsidary	10/1/1999	10/27/2002
Trg Holdings, Llc	Subsidary	10/1/1999	8/31/2001

Acquisitions & Mergers	Role	Assets	Acct Method	Type	Transaction Date
First Clearing, Llc	Seller			Discontinued	11/11/2016
Southtrust Securities, Llc	Seller			Discontinued	4/22/2005
Wexford Clearing Services, Llc	Seller			Discontinued	4/15/2005
Wachovia Securities, Inc.	Seller			Discontinued	6/15/2002
First Union Brokerage Services, Inc.	Seller			Discontinued	10/1/2000
First Union Capital Markets Corp.	Seller			Discontinued	10/1/1999