| Relationships | Role | Relationship Start | Relationship End |
| Wachovia Corporation | Parent | 9/1/2001 | 6/14/2002 |
| Wachovia Corporation | Parent | 6/8/1998 | 8/31/2001 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wells Fargo Clearing Services, Llc | Buyer | Discontinued | 6/15/2002 | ||
| Wachovia Investments, Inc. | Seller | Discontinued | 2/12/2000 | ||
| Interstate/Johnson Lane Corporation | Seller | Discontinued | 4/1/1999 |