| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo Clearing Services, Llc | Parent | 10/1/1999 | 10/27/2002 |
| First Union Capital Markets Corp. | Parent | 2/1/1999 | 9/30/1999 |
| Bowles Hollowell Conner & Co. | Parent | 4/30/1998 | 1/31/1999 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wachovia Capital Investments, Inc. | Buyer | Discontinued | 10/28/2002 |