| Relationships | Role | Relationship Start | Relationship End |
| Wachovia Corporation | Parent | 11/29/1997 | 1/31/1999 |
| Signet Banking Corporation | Parent | 3/31/1986 | 11/28/1997 |
| Trg Holdings, Llc | Subsidary | 4/30/1998 | 1/31/1999 |
| Microinvestors, Llc | Subsidary | 4/30/1998 | 1/31/1999 |
| Ciit Holdings, Llc | Subsidary | 4/30/1998 | 1/31/1999 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| First Union Capital Markets Corp. | Buyer | Discontinued | 2/1/1999 |