Relationships Role Relationship Start Relationship End
Wells Fargo & Company Parent 6/18/2010
A. G. Edwards, Inc. Parent 1/1/2008 6/17/2010
Wachovia Corporation Parent 6/30/2007 12/31/2007
Wachovia Corporation Parent 10/1/1999 6/29/2007
Bateman Eichler, Hill Richards Realty Co. Incorporated Subsidary 6/30/2007
Wachovia Securities Financial Holdings, Llc Subsidary 8/1/2010
Wells Fargo Securities, Llc Subsidary 7/1/2003
Wf Investment Holdings, Llc Subsidary 9/21/2004
Structured Principal Strategies Holdings, Llc Subsidary 3/1/2008
Rhine Investment Holdings, Llc Subsidary 11/14/2015
European Credit Y S.A R.L. Subsidary 8/1/2013
Wells Fargo Prime Services, Llc Subsidary 8/1/2012
Wells Fargo Securities Canada, Ltd. Subsidary 8/1/2012
Rooftop Energy Holdings, Llc Subsidary 1/28/2015
Rhine Investment Holdings, Llc Subsidary 12/15/2009 11/13/2015
Jordan Investments Gp Subsidary 7/1/2013 8/1/2013
Jordan Investments Lp Subsidary 3/12/2008 8/1/2013
Everen Leasing Llc Subsidary 9/25/2006 8/31/2012
Ceres Investment Company, The Subsidary 1/1/2008 4/30/2012
Danube Holdings Ii C.V. Subsidary 11/14/2006 12/23/2011
Bpl Holdings, Inc. Subsidary 6/30/2007 8/18/2011
A. G. Edwards Technology Group, Inc. Subsidary 1/1/2008 5/15/2011
Bateman Eichler, Hill Richards Realty Services, Inc. Subsidary 6/30/2007 9/1/2010
Wachovia Securities Holdings, Llc Subsidary 7/1/2003 8/1/2010
Danube Holdings Iii C.V. Subsidary 1/26/2007 3/4/2010
Wf Securities Services, Llc Subsidary 7/1/2009 12/31/2009
Gs Capital Funding, Inc. Subsidary 8/25/2006 2/23/2009
Bayshore Insurance Agency, Inc. Subsidary 6/30/2007 1/1/2009
Wachovia Commodities, Llc Subsidary 5/29/2007 7/17/2008
Bateman Eichler, Hill Richards Realty Services, Inc. Subsidary 5/1/2003 6/29/2007
Bateman Eichler, Hill Richards Realty Co. Incorporated Subsidary 5/1/2003 6/29/2007
Bpl Holdings, Inc. Subsidary 5/1/2003 6/29/2007
Bayshore Insurance Agency, Inc. Subsidary 12/2/2004 6/29/2007
Ksi Insurance Agency, Inc. Of Ohio Subsidary 5/1/2003 2/27/2006
Pfs General Agency Of Texas, Inc. Subsidary 5/1/2003 2/2/2006
Esi Insurance Agency, Inc. Of Oklahoma Subsidary 5/1/2003 9/26/2005
Southtrust Securities, Llc Subsidary 11/1/2004 3/31/2005
Wells Fargo Clearing Services, Llc Subsidary 5/1/2003 6/30/2003
First Clearing, Llc Subsidary 5/30/2003 6/30/2003
Wells Fargo Advisors Financial Network, Llc Subsidary 5/30/2003 6/30/2003
First Clearing Corporation Subsidary 5/1/2003 5/29/2003
Wachovia Securities Financial Network, Inc Subsidary 5/1/2003 5/29/2003
Everen Securities Holdings, Inc. Subsidary 10/1/1999 4/30/2003
Bradford Equities Fund, L. P. Subsidary 10/1/1999 8/31/2001
Mentor Investment Group, Llc Subsidary 10/1/1999 12/30/2000
Mentor Investment Advisors, Llc Subsidary 10/1/1999 12/30/2000
Ccp Limited Partnership Subsidary 10/1/1999 7/28/2000
Acquisitions & Mergers Role Assets Acct Method Type Transaction Date
A.G. Edwards Hedging Services, Inc. Seller Discontinued 8/1/2014
Everen Leasing Llc Seller Discontinued 9/1/2012
Ceres Investment Company, The Seller Discontinued 5/1/2012
Bpl Holdings, Inc. Seller Discontinued 8/19/2011
A. G. Edwards Technology Group, Inc. Seller Discontinued 5/16/2011
Bateman Eichler, Hill Richards Realty Services, Inc. Seller Discontinued 9/2/2010
Wachovia Trust Services, Inc. Seller Discontinued 7/1/2010
Wf Securities Services, Llc Seller Discontinued 1/1/2010
Ksi Insurance Agency, Inc. Of Ohio Seller Discontinued 2/28/2006
Pfs General Agency Of Texas, Inc. Seller Discontinued 2/3/2006
Esi Insurance Agency, Inc. Of Oklahoma Seller Discontinued 9/27/2005
First Union Genesis Holdings, Inc. Seller Discontinued 5/1/2003
Everen Securities Holdings, Inc. Seller Discontinued 5/1/2003
Wheat First Butcher Singer, Inc. Seller Discontinued 10/1/1999