| Relationships | Role | Relationship Start | Relationship End |
| Wachovia Corporation | Parent | 1/31/1998 | 9/30/1999 |
| First Union Capital Markets Corp. | Subsidary | 1/31/1998 | 9/30/1999 |
| Mentor Investment Group, Llc | Subsidary | 1/31/1998 | 9/30/1999 |
| Mentor Investment Advisors, Llc | Subsidary | 1/31/1998 | 9/30/1999 |
| Jackson Asset Management Corporation | Subsidary | 1/31/1998 | 3/6/1998 |
| Jackson Securities Incorporated | Subsidary | 1/31/1998 | 3/6/1998 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Everen Capital Corporation | Buyer | Discontinued | 10/1/1999 |