| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo Clearing Services, Llc | Parent | 12/1/2011 | 11/10/2016 |
| Wachovia Securities Financial Holdings, Llc | Parent | 7/1/2003 | 11/30/2011 |
| Everen Capital Corporation | Parent | 5/30/2003 | 6/30/2003 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wells Fargo Clearing Services, Llc | Buyer | Discontinued | 11/11/2016 | ||
| First Clearing Corporation | Seller | Discontinued | 5/30/2003 |