| Relationships | Role | Relationship Start | Relationship End |
| Wachovia Investors, Inc. | Parent | 12/31/2004 | 12/30/2013 |
| Wells Fargo Clearing Services, Llc | Parent | 10/1/1999 | 12/30/2004 |
| First Union Capital Markets Corp. | Parent | 1/31/1998 | 9/30/1999 |
| Relationships | Role | Relationship Start | Relationship End |
| Wachovia Investors, Inc. | Parent | 12/31/2004 | 12/30/2013 |
| Wells Fargo Clearing Services, Llc | Parent | 10/1/1999 | 12/30/2004 |
| First Union Capital Markets Corp. | Parent | 1/31/1998 | 9/30/1999 |