Relationships	Role	Relationship Start	Relationship End
Tucker Anthony Sutro	Parent	10/31/2001	2/25/2002
Freedom Services & Co.	Subsidary	10/31/2001	2/25/2002
Voyageur Asset Management (Ma) Inc.	Subsidary	10/31/2001	2/25/2002
Tucker Anthony Incorporated	Subsidary	2/25/2002	2/25/2002
Sutro Leasing Corporation	Subsidary	2/25/2002	2/25/2002
Tucker Anthony Leasing Corporation	Subsidary	2/25/2002	2/25/2002
Rbc Municipal Products, Llc	Subsidary	2/25/2002	2/25/2002
Sutro & Co., Inc.	Subsidary	2/25/2002	2/25/2002
Tucker Anthony Holding Corporation	Subsidary	10/31/2001	2/24/2002
Sutro Group, The	Subsidary	10/31/2001	2/24/2002

Acquisitions & Mergers	Role	Assets	Acct Method	Type	Transaction Date
Rbc Capital Markets Holdings (Usa) Inc.	Buyer			Discontinued	2/26/2002
Tucker Anthony Holding Corporation	Seller			Discontinued	2/25/2002
Sutro Group, The	Seller			Discontinued	2/25/2002