| Relationships | Role | Relationship Start | Relationship End |
| Rbc Capital Markets Holdings (Usa) Inc. | Parent | 2/26/2002 | 2/26/2002 |
| Freedom Securities Holding Corporation | Parent | 2/25/2002 | 2/25/2002 |
| Sutro Group, The | Parent | 10/31/2001 | 2/24/2002 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Rbc Capital Markets Holdings (Usa) Inc. | Buyer | Discontinued | 2/27/2002 |