Relationships	Role	Relationship Start	Relationship End
Prism Financial Corporation	Parent	1/31/2007	10/31/2010
Rbc Municipal Products, Llc	Subsidary	6/30/2007	10/31/2010
Tamarack Distributors Inc.	Subsidary	6/30/2007	8/2/2010
Hill Thompson Group, Ltd, The	Subsidary	2/26/2002	10/28/2009
J B Hanauer & Co	Subsidary	6/30/2007	10/9/2009
J B Hanauer & Co	Subsidary	5/18/2007	6/29/2007
Tamarack Distributors Inc.	Subsidary	5/1/2003	6/29/2007
Rbc Municipal Products, Llc	Subsidary	2/26/2002	6/29/2007
Voyageur Asset Management (Ma) Inc.	Subsidary	2/26/2002	7/26/2006
Freedom Services & Co.	Subsidary	2/26/2002	10/15/2004
Sutro & Co., Inc.	Subsidary	2/26/2002	3/10/2002
Cleary Gull Investment Management Services, Inc.	Subsidary	2/26/2002	3/8/2002
Tucker Anthony Incorporated	Subsidary	2/26/2002	2/26/2002
Sutro Leasing Corporation	Subsidary	2/26/2002	2/26/2002
Tucker Anthony Leasing Corporation	Subsidary	2/26/2002	2/26/2002
Tucker Anthony Sutro	Subsidary	10/31/2001	2/25/2002

Acquisitions & Mergers	Role	Assets	Acct Method	Type	Transaction Date
Rbc Usa Holdco Corporation	Buyer			Discontinued	11/1/2010
Prism/Apollo Inc.	Seller			Discontinued	2/1/2007
Sutro Leasing Corporation	Seller			Discontinued	2/27/2002
Tucker Anthony Leasing Corporation	Seller			Discontinued	2/27/2002
Tucker Anthony Sutro	Seller			Discontinued	2/26/2002
Freedom Securities Holding Corporation	Seller			Discontinued	2/26/2002