| Relationships | Role | Relationship Start | Relationship End |
| Rbc Capital Markets Holdings (Usa) Inc. | Parent | 2/26/2002 | 10/15/2004 |
| Hill, Thompson, Magid & Co., Inc. | Parent | 10/31/2001 | 10/15/2004 |
| Freedom Securities Holding Corporation | Parent | 10/31/2001 | 2/25/2002 |