| Relationships | Role | Relationship Start | Relationship End |
| Rbc Capital Markets Holdings (Usa) Inc. | Parent | 10/31/2001 | 2/25/2002 |
| Hill Thompson Group, Ltd, The | Subsidary | 10/31/2001 | 2/25/2002 |
| Freedom Securities Holding Corporation | Subsidary | 10/31/2001 | 2/25/2002 |
| Cleary Gull Investment Management Services, Inc. | Subsidary | 10/31/2001 | 2/25/2002 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Rbc Capital Markets Holdings (Usa) Inc. | Buyer | Discontinued | 2/26/2002 |