| Relationships | Role | Relationship Start | Relationship End |
| Freedom Securities Holding Corporation | Parent | 10/31/2001 | 2/24/2002 |
| Sutro Leasing Corporation | Subsidary | 10/31/2001 | 2/24/2002 |
| Sutro & Co., Inc. | Subsidary | 10/31/2001 | 2/24/2002 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Freedom Securities Holding Corporation | Buyer | Discontinued | 2/25/2002 |