Relationships Role Relationship Start Relationship End
Wells Fargo & Company Parent 6/30/2007
Wells Fargo & Company Parent 12/19/2002 6/29/2007
Ragen Mackenzie Group, Inc. Parent 1/24/2001 12/18/2002
Wells Fargo Securities Inc. Parent 5/2/2001 12/21/2001
Ragen Mackenzie Group Incorporated Parent 6/1/2000 1/23/2001
Wells Fargo Wealth Brokerage Insurance Agency, Llc Subsidary 7/8/2010
Wells Fargo Funds Management, Llc Subsidary 3/1/2001
Nvp Associates, Llc Subsidary 1/1/2002
Nelson Capital Management, Llc Subsidary 1/1/2003
Wachovia Securities Financial Holdings, Llc Subsidary 1/1/2010
Wells Fargo Funds Distributor, Llc Subsidary 4/11/2005
Rock Creek Group, Lp, The Subsidary 12/14/2012
Rock Creek Group, Llc, The Subsidary 12/14/2012
Rock Creek Gp Holdings, Llc Subsidary 12/14/2012
Overland Advisors, Llc Subsidary 3/1/2012 6/23/2015
Wells Fargo Alternative Asset Management, Llc Subsidary 12/3/2001 3/31/2012
Wells Fargo Investments, Llc Subsidary 10/11/2000 1/15/2011
Wells Fargo Wealth Brokerage Insurance Agency, Llc Subsidary 7/1/2010 7/7/2010
Trumbull Group, Llc, The Subsidary 10/15/2003 11/30/2009
Wells Fargo Brokerage Services, Llc Subsidary 6/1/2000 11/6/2009
Ragen Mackenzie Investment Services, Llc Subsidary 10/11/2000 5/16/2004
Trumbull Associates, L.L.C. Subsidary 9/2/2003 12/8/2003
Nisi Wyoming Insurance Subsidary 4/30/2003 5/31/2003
Wfs Insurance Agency New Mexico, Inc. Subsidary 11/25/2002 12/12/2002
Wfs Insurance Agency Inc. Subsidary 11/25/2002 11/26/2002
Wfs Insurance Agency Inc. Subsidary 11/25/2002 11/26/2002
Sife Subsidary 2/22/2002 5/31/2002
Acquisitions & Mergers Role Assets Acct Method Type Transaction Date
Wells Fargo Alternative Asset Management, Llc Seller Discontinued 4/1/2012
Nisi Wyoming Insurance Seller Discontinued 6/1/2003
Tower Pension Specialists, Inc. Seller Discontinued 5/12/2003
Nelson Capital Management, Inc. Seller Discontinued 1/1/2003
Wfs Insurance Agency New Mexico, Inc. Seller Discontinued 12/13/2002
Wfs Insurance Agency Inc. Seller Discontinued 11/27/2002
Wfs Insurance Agency Inc. Seller Discontinued 11/27/2002
Marquette Financial Group, Inc. Seller Discontinued 8/14/2002
Sife Seller Discontinued 6/1/2002
Securities Corporation Of Iowa Seller Discontinued 5/1/2002
Sci Capital Management, Inc. Seller Discontinued 5/1/2002