| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo Investment Group, Inc. | Parent | 10/11/2000 | 5/16/2004 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| First Allied Securities, Inc. | Buyer | Discontinued | 5/17/2004 | ||
| Ragen Mackenzie Investment Services, Inc. | Seller | Discontinued | 10/11/2000 |