| Relationships | Role | Relationship Start | Relationship End |
| Ragen Mackenzie Group, Inc. | Parent | 7/31/2002 | 8/13/2002 |
| Wells Fargo & Company | Parent | 2/1/2002 | 7/30/2002 |
| Marquette Financial Companies | Parent | 6/3/1997 | 1/31/2002 |
| Marquette Asset Management, Llc | Subsidary | 4/14/2000 | 12/31/2001 |
| Bancsource Insurance Services, Inc. | Subsidary | 10/1/2000 | 10/30/2000 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wells Fargo Investment Group, Inc. | Buyer | Discontinued | 8/14/2002 | ||
| Bancsource Insurance Services, Inc. | Seller | Discontinued | 10/31/2000 |