| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo Investment Group, Inc. | Parent | 4/30/2003 | 5/31/2003 |
| Wells Fargo Brokerage Services, Llc | Parent | 6/1/2000 | 4/29/2003 |
| Norwest Investment Services, Inc. | Parent | 3/12/1996 | 5/31/2000 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wells Fargo Investment Group, Inc. | Buyer | Discontinued | 6/1/2003 |