| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo Investment Group, Inc. | Parent | 11/25/2002 | 12/12/2002 |
| Wells Fargo Brokerage Services, Llc | Parent | 6/1/2000 | 11/24/2002 |
| Norwest Investment Services, Inc. | Parent | 12/9/1997 | 5/31/2000 |
| Wells Fargo Insurance, Inc. | Parent | 10/29/1997 | 12/8/1997 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wells Fargo Investment Group, Inc. | Buyer | Discontinued | 12/13/2002 |