| Relationships | Role | Relationship Start | Relationship End |
| Capital One Direct Securities, Inc. | Parent | 7/21/2011 | 12/31/2014 |
| Capital One Advisors, Llc | Subsidary | 7/21/2011 | 12/31/2014 |
| Capital One Investing, Llc | Subsidary | 12/2/2014 | 12/31/2014 |
| Capital One Investing, Llc | Subsidary | 7/21/2011 | 12/1/2014 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Capital One Financial Investing, Llc | Buyer | Discontinued | 1/1/2015 |