| Relationships | Role | Relationship Start | Relationship End |
| Capital One Financial Investing, Llc | Parent | 1/1/2015 | |
| Sharebuilder Corp. | Parent | 7/21/2011 | 12/31/2014 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Capital One Financial Advisors Llc | Seller | Discontinued | 1/1/2015 |