| Relationships | Role | Relationship Start | Relationship End |
| Capital One Direct Securities, Inc. | Parent | 1/1/2015 | |
| Capital One Agency Llc | Subsidary | 1/1/2015 | |
| Capital One Advisors, Llc | Subsidary | 1/1/2015 | |
| Capital One Investing, Llc | Subsidary | 1/1/2015 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Sharebuilder Corp. | Seller | Discontinued | 1/1/2015 |