| Relationships | Role | Relationship Start | Relationship End |
| Pershing Group Llc | Parent | 11/30/2011 | |
| Bny Separate Account Services, Inc. | Parent | 6/30/2007 | 11/29/2011 |
| Bny Separate Account Services, Inc. | Parent | 10/1/2002 | 6/29/2007 |
| Bny Mellon Managed Investments Inc. | Subsidary | 7/1/2010 | 10/14/2011 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Bny Mellon Managed Investments Inc. | Seller | Discontinued | 10/15/2011 | ||
| Lockwood Capital Management, Inc. | Seller | Discontinued | 5/17/2010 |