Relationships	Role	Relationship Start	Relationship End
Pershing Group Llc	Parent	6/30/2007	11/29/2011
Pershing Group Llc	Parent	3/31/2005	6/29/2007
The Bank Of New York Mellon	Parent	10/1/2002	3/30/2005
Lockwood Advisors, Inc.	Subsidary	6/30/2007	11/29/2011
Lockwood Solutions, Inc.	Subsidary	6/30/2007	11/29/2011
Lockwood Capital Management, Inc.	Subsidary	6/30/2007	5/16/2010
Lockwood Advisors, Inc.	Subsidary	10/1/2002	6/29/2007
Lockwood Capital Management, Inc.	Subsidary	10/1/2002	6/29/2007
Lockwood Solutions, Inc.	Subsidary	5/21/2007	6/29/2007
Lockwood Solutions, Inc.	Subsidary	10/1/2002	1/1/2007
Lockwood Insurance, Inc.	Subsidary	10/1/2002	11/29/2005

Acquisitions & Mergers	Role	Assets	Acct Method	Type	Transaction Date
Pershing Group Llc	Buyer			Discontinued	11/30/2011