| Relationships | Role | Relationship Start | Relationship End |
| Lockwood Advisors, Inc. | Parent | 7/1/2010 | 10/14/2011 |
| Bny Mellon Distributors Holdings Inc. | Parent | 6/30/2007 | 6/30/2010 |
| Bny Mellon Distributors Holdings Inc. | Parent | 10/23/2003 | 6/29/2007 |
| Persimmon Securities, Inc. | Subsidary | 6/30/2007 | 12/5/2007 |
| Persimmon Securities, Inc. | Subsidary | 10/23/2003 | 6/29/2007 |
| Persimmon Advisors, Llc | Subsidary | 10/23/2003 | 12/31/2005 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Lockwood Advisors, Inc. | Buyer | Discontinued | 10/15/2011 | ||
| Persimmon Research Partners, Inc. D.B.A Advisorport | Seller | Discontinued | 10/23/2003 |