| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 12/30/2009 |
| Ubs Americas Inc. | Parent | 6/3/2002 | 6/29/2007 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Ubs Financial Services Inc. | Buyer | Discontinued | 12/31/2009 |