Relationships Role Relationship Start Relationship End
Ubs Americas Inc. Parent 6/30/2007
Ubs Americas Inc. Parent 11/3/2000 6/29/2007
Ubs Financial Services Insurance Agency Inc. Subsidary 6/30/2007
Joseph J. Grano Jr. Scholarship Foundation Usa Subsidary 12/22/2003
Ubs Foundation Usa Subsidary 11/3/2000
Francis Ward Paine Foundation, Inc. Subsidary 11/3/2000
Wall Street Realty Corporation Subsidary 6/30/2007
Blyth Eastman Painewebber Servicing Inc. Subsidary 6/30/2007 12/6/2016
Hartz-Pw Limited Partnership Subsidary 11/3/2000 7/5/2012
Equity Opportunity Trust, Blue Chip Series 2009 A Subsidary 8/18/2009 8/30/2011
Ubs Pathfinders Trust, Treasury & Growth Stock Series 30 Subsidary 1/26/2006 12/31/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 27 Subsidary 8/27/2002 12/31/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 28 Subsidary 9/25/2003 12/31/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 29 Subsidary 6/26/2005 12/31/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 32 Subsidary 10/26/2007 12/31/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 31 Subsidary 11/17/2006 12/31/2010
Equity Opportunity Trust, Value Select Ten Series 2009 C Subsidary 7/17/2009 10/31/2010
Equity Opportunity Trust, Dividend Ruler Series 2009 B Subsidary 7/21/2009 10/31/2010
Equity Opportunity Trust, Dividend Income Value Strategy Series 2009 D Subsidary 8/18/2009 10/31/2010
Equity Opportunity Trust, Dividend Income Value Strategy Series 2009 C Subsidary 6/18/2009 8/31/2010
Equity Opportunity Trust, Value Select Ten Series 2009 B Subsidary 5/15/2009 7/31/2010
Equity Opportunity Trust, Dividend Income Value Strategy Series 2009 B Subsidary 4/17/2009 6/30/2010
Equity Opportunity Trust, Dividend Ruler Series 2009 A Subsidary 1/16/2009 4/30/2010
Equity Opportunity Trust, Dividend Income Value Strategy Series 2009 A Subsidary 2/13/2009 4/30/2010
Equity Opportunity Trust, Value Select Ten Series 2009 A Subsidary 1/16/2009 3/31/2010
Equity Opportunity Trust, Blue Chip Series 2008 A Subsidary 2/21/2008 2/28/2010
Equity Opportunity Trust, Dividend Income Value Strategy Series 2008 F Subsidary 12/18/2008 2/28/2010
Equity Opportunity Trust, Value Select Ten Series 2008 F Subsidary 11/14/2008 1/31/2010
Equity Opportunity Trust, Dividend Ruler Series 2008 D Subsidary 10/21/2008 1/29/2010
Equity Opportunity Trust, Dividend Income Value Strategy Series 2008 E Subsidary 10/21/2008 12/31/2009
Equity Opportunity Trust, Value Select Ten Series 2008 E Subsidary 9/18/2008 11/30/2009
Equity Opportunity Trust, Dividend Ruler Series 2008 C Subsidary 7/17/2008 10/31/2009
Equity Opportunity Trust, Value Select Ten Series 2008 D Subsidary 8/19/2008 10/31/2009
Equity Opportunity Trust, Dividend Income Value Strategy Series 2008 D Subsidary 8/19/2008 10/31/2009
Equity Opportunity Trust, Blue Chip Series 2007 A Subsidary 8/22/2007 8/31/2009
Equity Opportunity Trust, Dividend Income Value Strategy Series 2008 C Subsidary 6/18/2008 8/31/2009
Equity Opportunity Trust, Dividend Ruler Series 2008 B Subsidary 4/18/2008 7/31/2009
Equity Opportunity Trust, Value Select Ten Series 2008 C Subsidary 5/16/2008 7/31/2009
Equity Opportunity Trust, Dividend Income Value Stragegy 2008 B Subsidary 4/17/2008 6/30/2009
Equity Opportunity Trust, Value Select Ten Series 2008 B Subsidary 3/14/2008 5/31/2009
Equity Opportunity Trust, Dividend Ruler Series 2008 A Subsidary 1/18/2008 4/30/2009
Equity Opportunity Trust, Dividend Income Value Strategy Series 2008 A Subsidary 2/14/2008 4/30/2009
Equity Opportunity Trust, Value Select Ten Series 2008 A Subsidary 1/25/2008 3/31/2009
Equity Opportunity Trust, Dividend Income Value Strategy Series 2007 F Subsidary 12/18/2007 2/28/2009
Equity Opportunity Trust, Dividend Ruler Strategy Series 2007 D Subsidary 10/18/2007 1/31/2009
Equity Opportunity Trust, Value Select Ten Series 2007 F Subsidary 11/16/2007 1/31/2009
Equity Opportunity Trust, Value S&P Industrial Series 2007 A Subsidary 11/16/2007 1/31/2009
Equity Opportunity Trust, Dividend Income Value Strategy Series 2007 E Subsidary 10/18/2007 12/31/2008
Equity Opportunity Trust, Value Select Ten Series 2007 E Subsidary 9/18/2007 11/30/2008
Equity Opportunity Trust, Dividend Income Value Strategy Series 2007 D Subsidary 8/21/2007 10/31/2008
Equity Opportunity Trust, Dividend Ruler Series 2007 C Subsidary 7/20/2007 10/31/2008
Equity Opportunity Trust, Value Select Ten Series 2007 D Subsidary 7/20/2007 9/30/2008
Equity Opportunity Trust, Dividend Income Value Strategy Series 2007 C Subsidary 6/26/2007 8/31/2008
Equity Opportunity Trust, Dividend Ruler Series 2007 B Subsidary 4/18/2007 7/31/2008
Equity Opportunity Trust, Value Select Ten Series 2007 C Subsidary 5/18/2007 7/31/2008
Equity Opportunity Trust, Dividend Income Value Strategy Series 2007 B Subsidary 4/18/2007 6/30/2008
Equity Opportunity Trust, Kld Dividend Achievers Social Investing Series 2007 A Subsidary 3/27/2007 6/30/2008
Equity Opportunity Trust, Value Select Ten Series 2007 B Subsidary 3/20/2007 5/31/2008
Equity Opportunity Trust, Blue Chip Series 2006 A Subsidary 2/16/2006 3/31/2008
Equity Opportunity Trust, Value Select Ten Series 2006 F Subsidary 8/22/2006 11/30/2007
Equity Opportunity Trust, Blue Chip Series 2005 A Subsidary 8/18/2005 9/30/2007
Equity Opportunity Trust, Value Select Ten Series 2006 E Subsidary 7/19/2006 9/30/2007
Equity Opportunity Trust, Dividend Income Value Strategy Series 2006 E Subsidary 6/27/2006 8/31/2007
Ubs Nemo Llc Subsidary 2/2/2007 8/28/2007
Equity Opportunity Trust, Special Situations Series 12 Subsidary 4/12/2006 7/31/2007
Ubs Financial Services Insurance Agency Inc. Subsidary 11/3/2000 6/29/2007
Blyth Eastman Painewebber Servicing Inc. Subsidary 11/3/2000 6/29/2007
Wall Street Realty Corporation Subsidary 11/3/2000 6/29/2007
Equity Opportunity Trust, Dividend Income Value Strategy Series 2006 C Subsidary 3/28/2006 5/31/2007
Equity Opportunity Trust, Dividend Income Value Select Ten Series 2006 C Subsidary 3/28/2006 5/31/2007
Equity Opportunity Trust, Value Select Ten Series 2006 B Subsidary 2/17/2006 4/30/2007
Equity Opportunity Trust, Mid-Cap Series 3 Subsidary 2/23/2006 4/30/2007
Equity Opportunity Trust, Dividend Income Value Strategy Series 2006 B Subsidary 2/23/2006 4/30/2007
Equity Opportunity Trust, Special Situations Series 11 Subsidary 4/26/2005 4/30/2007
Equity Opportunity Trust, Value Select Ten Series 2006 A Subsidary 1/26/2006 3/31/2007
Equity Opportunity Trust, Dividend Income Value Strategy Series 2006 A Subsidary 1/26/2006 3/31/2007
Equity Opportunity Trust, Value Select Ten Series 2005 K Subsidary 12/8/2005 2/28/2007
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005 K Subsidary 12/8/2005 2/28/2007
Equity Opportunity Trust, Special Situations Series 10 Subsidary 2/24/2004 2/28/2007
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005 H Subsidary 10/25/2005 12/30/2006
Equity Opportunity Trust, Value Select Ten Series 2005 H Subsidary 10/25/2005 12/30/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005G Subsidary 9/27/2005 11/30/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005F Subsidary 8/18/2005 10/31/2006
Equity Opportunity Trust, Value Select Ten Series 2005G Subsidary 8/26/2005 10/31/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-16 Subsidary 9/29/2005 10/19/2006
Equity Opportunity Trust, Value S&P Industrial Series 2005A Subsidary 7/20/2005 9/30/2006
Equity Opportunity Trust, Value Select Ten Series 2005F Subsidary 7/20/2005 9/30/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005 E Subsidary 6/23/2005 8/31/2006
Equity Opportunity Trust, Value Select Ten Series 2005 E Subsidary 10/25/2005 8/31/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-13 Subsidary 9/8/2005 8/7/2006
Equity Opportunity Trust, Value Select Ten Series 2005D Subsidary 5/24/2005 7/31/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005D Subsidary 5/24/2005 7/31/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2006 D Subsidary 5/24/2006 7/31/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-23 Subsidary 11/10/2005 7/21/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005 C Subsidary 4/23/2005 6/30/2006
Equity Opportunity Trust, Value Select Ten Series 2005 C Subsidary 2/23/2005 6/30/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-14 Subsidary 9/29/2005 4/27/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2005 B Subsidary 2/23/2005 4/27/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-9 Subsidary 7/14/2005 4/13/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-15 Subsidary 9/29/2005 4/3/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-5 Subsidary 4/25/2005 3/31/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-12 Subsidary 9/8/2005 3/29/2006
Equity Opportunity Trust Dividend Income Value Strategy Series 2004K Subsidary 12/8/2004 2/28/2006
Equity Opportunity Trust Dividend Income Value Select Ten Series 2004K Subsidary 12/8/2004 2/28/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-17 Subsidary 10/13/2005 2/1/2006
Equity Opportunity Trust, Dividend Income Value Strategy Series 2004 J Subsidary 11/23/2004 1/31/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-22 Subsidary 11/10/2005 1/25/2006
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-4 Subsidary 3/3/2005 11/5/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-2 Subsidary 1/20/2005 10/25/2005
Equity Opportunity Trust, Dividend Income Value Strategy Series 2004 E Subsidary 6/23/2005 9/29/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-7 Subsidary 6/9/2005 9/27/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-11 Subsidary 7/14/2005 9/27/2005
Equity Opportunity Trust, Value Select Ten Series 2004 E Subsidary 6/23/2005 8/30/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-8 Subsidary 6/9/2005 8/24/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2004-2 Subsidary 12/16/2004 8/8/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2004-1 Subsidary 12/9/2004 8/2/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-1 Subsidary 1/6/2005 7/20/2005
Ubs Municipal Custodial Residual And Variable Securities (Crvs), Series 2005-3 Subsidary 2/3/2005 3/16/2005
Ubs Securities Llc Subsidary 3/15/2001 10/16/2003
Correspondent Services Corporation Subsidary 11/3/2000 6/30/2003
Painewebber Properties Incorporated Subsidary 11/3/2000 12/30/2001
Pwjc Insurance Agency (Texas) Inc. Subsidary 11/3/2000 12/30/2001
Wall St Realty Corporation Subsidary 11/3/2000 12/29/2001
Ubs Asset Management (Us) Inc. Subsidary 11/3/2000 12/29/2001
Midtown, Inc. Subsidary 11/3/2000 8/31/2001
Phc Corporation Subsidary 11/3/2000 8/31/2001
Vantage Growth Partners, L.P. Subsidary 11/3/2000 8/31/2001
Vantage Partners, L.P. Subsidary 11/3/2000 8/31/2001
Painewebber Asset Management Inc. Subsidary 11/3/2000 6/8/2001
Acquisitions & Mergers Role Assets Acct Method Type Transaction Date
Ubs Services Usa Llc Seller Discontinued 12/31/2009
Ubs International Inc. Seller Discontinued 12/31/2009