| Relationships | Role | Relationship Start | Relationship End |
| Scotia Capital Inc. | Parent | 6/30/2007 | |
| Scotia Capital Inc. | Parent | 3/29/1988 | 6/29/2007 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Poydras Capital, Llc | Seller | Discontinued | 11/1/2012 | ||
| Howard Weil Financial Corporation | Seller | Discontinued | 11/1/2012 | ||
| Howard Weil Incorporated | Seller | Discontinued | 11/1/2012 |