| Relationships | Role | Relationship Start | Relationship End |
| Scotia Capital Inc. | Parent | 4/16/2012 | 10/31/2012 |
| Howard Weil Financial Corporation | Subsidary | 4/16/2012 | 10/31/2012 |
| Howard Weil Incorporated | Subsidary | 4/16/2012 | 10/31/2012 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Scotia Capital (Usa) Inc. | Buyer | Discontinued | 11/1/2012 |