| Relationships | Role | Relationship Start | Relationship End |
| James Capel Canada Holdings Inc. | Parent | 6/30/2007 | 1/31/2010 |
| James Capel Canada Holdings Inc. | Parent | 12/19/2000 | 6/29/2007 |
| Moss, Lawson Mortgage Banking & Investment Corporation | Subsidary | 12/19/2000 | 12/20/2005 |
| Moss, Lawson Mortgage Management Corporation | Subsidary | 12/19/2000 | 8/31/2001 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Hsbc Investdirect Inc. | Seller | Discontinued | 1/1/2004 |