| Relationships | Role | Relationship Start | Relationship End |
| James Capel Canada Holdings Inc. | Parent | 10/31/2002 | 12/31/2003 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Hsbc Securities (Canada) Inc. | Buyer | Discontinued | 1/1/2004 |
| Relationships | Role | Relationship Start | Relationship End |
| James Capel Canada Holdings Inc. | Parent | 10/31/2002 | 12/31/2003 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Hsbc Securities (Canada) Inc. | Buyer | Discontinued | 1/1/2004 |