| Relationships | Role | Relationship Start | Relationship End |
| Pershing Group Llc | Parent | 7/1/2010 | 6/20/2016 |
| Bny Mellon Investment Servicing (Us) Inc. | Parent | 11/6/2007 | 6/30/2010 |
| Coates Analytics, Lp | Subsidary | 7/1/2010 | 6/30/2011 |
| Coates Analytics, Lp | Subsidary | 12/7/2007 | 6/30/2010 |