| Relationships | Role | Relationship Start | Relationship End |
| Pershing Group Llc | Parent | 7/1/2010 | 6/30/2011 |
| Coates Holding Llc | Parent | 7/1/2010 | 6/30/2011 |
| Bny Mellon Investment Servicing (Us) Inc. | Parent | 12/7/2007 | 6/30/2010 |
| Coates Holding Llc | Parent | 12/7/2007 | 6/30/2010 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Albridge Solutions, Inc. | Buyer | Discontinued | 7/1/2011 |