| Relationships | Role | Relationship Start | Relationship End |
| Convergex Group, Llc | Parent | 11/1/2006 | |
| Bny Research, Commision And Payment Services Llc | Parent | 10/31/2001 | 10/31/2006 |
| Rbsg Cbfm North America Corp | Parent | 10/1/1986 | 5/31/1998 |
| County Bank Ltd. | Parent | 10/15/1981 | 9/30/1986 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Bny Commission Management Solutions Llc | Seller | Discontinued | 11/1/2006 |