| Relationships | Role | Relationship Start | Relationship End |
| Washington Mutual Brokerage Holdings, Inc. | Parent | 9/25/2008 | 4/30/2009 |
| Wmfs Insurance Services, Inc. | Subsidary | 9/25/2008 | 4/30/2009 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Chase Investment Services Corp. | Buyer | Discontinued | 5/1/2009 |