| Relationships | Role | Relationship Start | Relationship End |
| U.S. Trust Corporation | Parent | 2/14/1997 | 2/28/2002 |
| U.S. Trust Corporation | Parent | 9/2/1995 | 2/13/1997 |
| U.S. Trust Corporation | Parent | 11/13/1992 | 9/1/1995 |
| Ust Securities Corp. | Subsidary | 12/8/1992 | 2/28/2002 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| United States Trust Company , National Association | Buyer | 13,149,170 | Pooling of Interests | Discontinued | 3/1/2002 |