| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo & Company | Parent | 11/1/2009 | 12/30/2010 |
| Wells Fargo Wealth Brokerage Insurance Agency, Llc | Parent | 12/1/2006 | 12/30/2009 |
| Wachovia Corporation | Parent | 1/2/2009 | 10/31/2009 |
| Wells Fargo & Company | Parent | 12/31/2008 | 1/1/2009 |
| Wachovia Corporation | Parent | 12/1/2006 | 12/30/2008 |