| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 12/30/2001 | 1/1/2003 |
| Bradford & Co. Incorporated | Parent | 11/3/2000 | 12/29/2001 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 12/30/2001 | 1/1/2003 |
| Bradford & Co. Incorporated | Parent | 11/3/2000 | 12/29/2001 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |