| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 12/2/2009 |
| Ubs Americas Inc. | Parent | 11/19/2003 | 6/29/2007 |
| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 12/2/2009 |
| Ubs Americas Inc. | Parent | 11/19/2003 | 6/29/2007 |