| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 3/9/2012 |
| Ubs Americas Inc. | Parent | 9/30/2006 | 6/29/2007 |
| Abn Amro Incorporated | Parent | 1/2/1998 | 9/29/2006 |
| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 3/9/2012 |
| Ubs Americas Inc. | Parent | 9/30/2006 | 6/29/2007 |
| Abn Amro Incorporated | Parent | 1/2/1998 | 9/29/2006 |