| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 12/7/2009 |
| Ubs Americas Inc. | Parent | 10/1/2006 | 6/29/2007 |
| Rbs Wcs Holding Company | Parent | 11/1/2001 | 9/30/2006 |
| Bana Holding Corporation | Parent | 2/12/2001 | 10/31/2001 |
| Abn Amro North America, Inc. | Parent | 2/2/1999 | 2/11/2001 |
| Columbia Financial Services, Inc. | Parent | 4/1/1995 | 2/1/1999 |
| Portal Funds, Inc. | Parent | 5/22/1989 | 3/31/1995 |