| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 10/29/2004 | 3/12/2010 |
| Soundview Technology Corporation | Parent | 10/29/2004 | 3/12/2010 |
| Schwab Associates & Co. | Parent | 6/1/2000 | 10/28/2004 |
| Cs Capital Markets & Co. | Parent | 6/1/2000 | 10/28/2004 |
| Pebble, Llc | Subsidary | 10/9/2001 | 3/11/2010 |