| Relationships | Role | Relationship Start | Relationship End |
| Ubs Americas Inc. | Parent | 6/30/2007 | 11/29/2010 |
| Ubs Americas Inc. | Parent | 8/15/2001 | 6/29/2007 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Ubs Americas Inc. | Buyer | Discontinued | 11/30/2010 |