Relationships Role Relationship Start Relationship End
Ubs Group Ag Parent 8/20/2015
Ubs Group Ag Parent 5/27/2015 8/19/2015
Ubs Group Ag Parent 3/6/2015 5/26/2015
Ubs Group Ag Parent 12/31/2014 3/5/2015
Ubs Group Ag Parent 11/28/2014 12/30/2014
Ubs O'connor Trading Limited Subsidary 6/30/2007
Ubs Employee Benefits Trust Limited Subsidary 6/30/2007
North Street Referenced Linked Securities, 2001-3 Trust Subsidary 6/30/2007
A&Q Global Alpha Strategies Xl Limited Subsidary 10/14/2003
A&Q Alternative Solution Limited Subsidary 6/1/2006
Ubs International Infrastructure Fund Gp Cayman Ltd. Subsidary 10/31/2008
Ubs International Infrastructure Fund Subsidary 11/30/2007
Ubs International Infrastructure (No. 4) Fund Subsidary 10/30/2008
Ubs International Infrastructure (Netherlands) Fund Subsidary 2/29/2008
Ubs International Infrastructure (Us Tax Exempt) Fund Subsidary 10/30/2008
A&Q Special Situations Portfolio Limited Subsidary 9/1/2010
Sylvanus Partners Lp Subsidary 4/30/2000
A&Q Alpha Select Hedge Fund Limited Subsidary 7/1/2011
A&Q Select - Trading Fund Subsidary 7/1/2011
Key Multi-Manager Alternative Commodities Fund Limited Subsidary 7/1/2011
Ubs Americas Holding Llc Subsidary 3/13/2015
Sihl Hedge Fund Limited Subsidary 8/3/2015
Ubs Preferred Funding Company Llc Iv Subsidary 5/23/2003 12/2/2016
Ubs Preferred Funding Company Llc V Subsidary 5/12/2006 5/23/2016
Ubs International Life Designated Activity Company Subsidary 6/30/2007 5/4/2016
A&Q Global Alpha Strategies Limited Subsidary 11/1/2008 4/1/2016
A&Q Global Alpha Strategies (Feeder) Limited Subsidary 10/1/2008 4/1/2016
Ubs Fund Services (Cayman) Ltd. Subsidary 6/30/2007 12/11/2015
Ubs Ib Co-Investment 2001 Gp Limited Subsidary 6/30/2007 12/10/2015
Ubs Portfolio Llc Subsidary 6/29/1998 10/29/2015
Ubs Funding Iii Llc Subsidary 10/17/2003 10/27/2015
Ubs Funding Viii Llc Subsidary 10/21/2004 10/27/2015
Ubs Funding Ix Llc Subsidary 11/18/2004 10/27/2015
Ubs Securities Llc Subsidary 1/1/2007 8/30/2015
Ubs Americas Inc. Subsidary 6/30/2007 8/30/2015
Ubs O'connor Llc Subsidary 1/27/2000 8/30/2015
Ubs O'connor Investor Llc Subsidary 2/4/2000 8/30/2015
Ubs Hedge Fund Solutions Llc Subsidary 3/16/2004 8/30/2015
A&Q Global Equity (Extension) Alpha Limited Subsidary 7/1/2014 7/1/2015
Ubs Finance (Delaware) Llc Subsidary 4/1/1999 3/30/2015
Ubs Funding I Llc Subsidary 8/25/2003 1/25/2015
Ubs Funding Ii Llc Subsidary 9/25/2003 1/25/2015
Ubs Funding Vi Llc Subsidary 12/4/2003 1/25/2015
Ubs Funding V Llc Subsidary 11/10/2003 1/25/2015
Ubs Funding Iv Llc Subsidary 11/10/2003 1/25/2015
Ubs Funding Vii Llc Subsidary 7/23/2004 1/25/2015
Ubs Funding X Llc Subsidary 6/27/2005 1/25/2015
Ubs Capital Holdings Llc Subsidary 6/29/1998 12/22/2014
Ubs Site Master Association, Inc. Subsidary 6/30/2007 12/17/2014
Ubs Center I Association, Inc. Subsidary 6/30/2007 12/17/2014
Ubs Energy Llc Subsidary 2/8/2002 9/8/2014
Ubs Diversified Alpha Xl Master Limited Subsidary 12/1/2009 8/1/2014
Sfd Kommanditgesellschaft Fuer Kollektive Kapitalanlagen In Liquidation Subsidary 11/13/2013 5/30/2014
Sfd (Gp) Ag Subsidary 11/13/2013 5/30/2014
Ubs Usa Llc Subsidary 2/1/2002 12/31/2013
O'connor Global Multi Strategy Alpha Limited Subsidary 10/1/2010 12/31/2013
Dillon Read Capital Management Llc Subsidary 6/5/2006 4/19/2013
Ubs Equity Long-Short Multi-Strategy Fund Subsidary 6/30/2010 1/1/2013
Ubs Multi-Asset Income Fund Subsidary 4/25/2012 1/1/2013
Ubs Capital Llc Subsidary 6/29/1998 12/27/2012
Ubs Capital Americas Investments Ii, Llc Subsidary 6/19/2000 9/27/2012
O'connor Global Multi Strategy Alpha Llc Subsidary 12/1/2006 12/30/2011
O'connor Fund Of Funds: Multi-Strategy Subsidary 3/29/2011 12/30/2011
Edelweiss Master Trust Subsidary 11/28/2008 9/13/2011
Ubs Preferred Funding Company Llc Ii Subsidary 12/30/2001 7/26/2011
Ubs Global Asset Management Xl (Multi Currency) Limited Subsidary 12/1/2010 4/1/2011
Ubs Global Asset Management Xl Limited Subsidary 12/2/2010 4/1/2011
Ubs Pathfinders Trust, Treasury & Growth Stock Series 26 Subsidary 11/3/2000 12/31/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 24 Subsidary 11/3/2000 12/31/2010
Ubs Preferred Funding Company Llc I Subsidary 12/31/2000 11/1/2010
O'connor Global Multi Strategy Alpha Limited Subsidary 2/28/2009 9/30/2010
Ubs Neutral Alpha Strategies Limited Subsidary 5/1/2006 6/30/2010
Ubs Neutral Alpha Strategies (Feeder) Limited Subsidary 5/1/2006 6/30/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 23 Subsidary 11/3/2000 5/30/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 25 Subsidary 11/3/2000 5/30/2010
Ubs Pathfinders Trust, Treasury & Growth Stock Series 22 Subsidary 11/3/2000 3/2/2010
Ais Alternative Solution Spv Limited Subsidary 10/30/2009 2/28/2010
Ubs International Investments Holdings Subsidary 6/30/2007 1/7/2010
Ais Alternative Solution Spv Limited Subsidary 3/1/2009 10/29/2009
Ubs Principal Finance Llc Subsidary 12/31/2005 8/26/2009
Ubs Global Alpha Strategies (Euro) Limited Subsidary 7/15/2003 8/1/2009
Ubs Global Alpha Strategies (Sterling) Limited Subsidary 11/1/2008 6/1/2009
O'connor Global Multi Strategy Alpha Limited Subsidary 3/1/2007 2/27/2009
Ubs Global Alpha Strategies (Danish Krone) Limited Subsidary 6/30/2007 12/31/2008
Ubs Pathfinders Trust, Treasury & Growth Stock Series 21 Subsidary 11/3/2000 11/30/2008
A&Q Global Alpha Strategies Limited Subsidary 7/15/2003 10/31/2008
O'connor Global Convertible Arbitrage Master Limited Subsidary 9/1/2007 9/30/2008
A&Q Global Alpha Strategies (Feeder) Limited Subsidary 5/12/2004 9/30/2008
O'connor Capital Structure Opportunity Master Limited Subsidary 1/1/2008 9/29/2008
O'connor Proprietary Series Ii - Fundamental Long/Short And Convertible Arbitrage (Euro) Limited Subsidary 8/1/2003 3/31/2008
O'connor Proprietary Series Ii - Fundamental Long/Short And Convertible Arbitrage Limited Subsidary 8/1/2003 3/31/2008
O'connor Proprietary Series Iii (Swiss Franc) Limited Subsidary 5/1/2004 3/31/2008
O'connor Proprietary Series Iii (Euro) Limited Subsidary 12/1/2007 3/31/2008
O'connor Proprietary Series Iii Limited Subsidary 12/31/2007 3/31/2008
O'connor Global Convertible Arbitrage Limited Subsidary 1/1/2003 3/31/2008
O'connor Proprietary Series Iii Master Limited Subsidary 6/1/2006 3/31/2008
Ubs Pe-Jv Llc Subsidary 9/4/2003 3/6/2008
Telekurs Holding Ag Subsidary 6/30/2007 1/1/2008
O'connor Proprietary Series Iii Limited Subsidary 8/1/2003 12/30/2007
A & Q Select Funds- Euro Limited Subsidary 10/1/2006 12/1/2007
O'connor Proprietary Series Iii (Euro) Limited Subsidary 10/1/2003 11/30/2007
Ubs Alternative And Quantitative Diversified Index Limited Subsidary 6/30/2007 9/30/2007
O'connor Multi Long/Short Master Limited Subsidary 6/1/2006 9/30/2007
Ubs Pathfinders Trust, Treasury & Gowth Stock Series 20 Subsidary 11/3/2000 8/31/2007
Telekurs Holding Ag Subsidary 8/1/1998 6/29/2007
Ubs Americas Inc. Subsidary 11/3/2000 6/29/2007
Ubs Capital Americas Investments Iii, Ltd. Subsidary 5/16/2000 6/29/2007
Ubs O'connor Trading Limited Subsidary 6/1/2000 6/29/2007
Ubs Employee Benefits Trust Limited Subsidary 6/1/2000 6/29/2007
Ubs Fund Services (Cayman) Ltd. Subsidary 5/20/2000 6/29/2007
North Street Referenced Linked Securities, 2001-3 Trust Subsidary 4/25/2001 6/29/2007
Ubs Alternative And Quantitative Diversified Index Limited Subsidary 5/1/2004 6/29/2007
Ubs Global Alpha Strategies (Danish Krone) Limited Subsidary 10/21/2003 6/29/2007
Ubs International Investments Holdings Subsidary 6/5/2006 6/29/2007
Ubs International Life Designated Activity Company Subsidary 7/1/2005 6/29/2007
Ubs Ib Co-Investment 2001 Gp Limited Subsidary 3/30/2001 6/29/2007
Ubs Site Master Association, Inc. Subsidary 11/24/1997 6/29/2007
Ubs Center I Association, Inc. Subsidary 11/24/1997 6/29/2007
Ubs Pathfinders Trust, Treasury & Growth Stock Series 19 Subsidary 11/3/2000 5/30/2007
Ubs Securities Llc Subsidary 12/31/2005 12/31/2006
Ubs Capital Jersey Corporation Ii Ltd. Subsidary 5/16/2000 12/1/2006
Ubs Pathfinders Trust, Treasury & Growth Stock Series 18 Subsidary 11/3/2000 11/30/2006
A & Q Select Funds- Euro Limited Subsidary 12/1/2005 9/30/2006
A & Q Select Funds - Opportunistic (Feeder) Limited Subsidary 4/1/2006 9/30/2006
Ubs Pathfinders Trust, Treasury & Growth Stock Series 17 Subsidary 11/3/2000 8/31/2006
Ubs Preferred Funding Company Llc Iii Subsidary 12/30/2001 6/26/2006
A & Q Select Funds - Opportunistic Limited Subsidary 12/30/2004 4/30/2006
Ubs Neutral Alpha Strategies (Euro) Limited Subsidary 7/7/2004 4/1/2006
Ubs Global Alpha Strategies Xl (Multi Currency) Limited Subsidary 10/14/2003 4/1/2006
Ubs Securities Llc Subsidary 12/31/2003 12/30/2005
Ubs Principal Finance Llc Subsidary 12/17/2002 12/30/2005
Sbc Wealth Management Ag Subsidary 8/31/2003 12/2/2005
Ubs Capital (Jersey) Ltd. Subsidary 4/26/2001 12/1/2005
A & Q Select Funds- Euro Limited Subsidary 12/30/2004 11/30/2005
Ubs Global Equity Arbitrage Limited Subsidary 6/1/2000 11/1/2005
O'connor Multi-Quantitative Strategies Limited Subsidary 2/1/2004 11/1/2005
O'connor Global Fundamental Market Neutral Long/Short Limited Subsidary 5/1/2003 11/1/2005
O'connor Global Fundamental Market Neutral Long/Short Limited Subsidary 5/1/2003 11/1/2005
O'connor Merger And Acquisition Limited Subsidary 2/1/2004 11/1/2005
O'connor Credit Arbitrage Master Limited Subsidary 11/1/2005 11/1/2005
A & Q Select Funds- Euro Limited Subsidary 11/1/2002 12/29/2004
A & Q Select Funds - Opportunistic Limited Subsidary 2/1/2003 12/29/2004
Ubs Neutral Alpha Strategies Limited Subsidary 7/31/2000 11/30/2004
Ubs Securities Llc Subsidary 6/29/1998 12/30/2003
Gam Holding Ag Subsidary 12/31/2002 8/30/2003
Ubs Loan Finance Llc Subsidary 6/29/1998 8/28/2003
A&Q Global Alpha Strategies Limited Subsidary 6/30/2000 7/14/2003
Global Asset Management Limited Subsidary 1/3/2000 12/30/2002
Ubs Inc. Subsidary 6/29/1998 12/29/2002
Ubs Principal Finance Llc Subsidary 1/1/1999 12/16/2002
Sbc Equity Partners Ag Subsidary 12/30/1994 8/26/2002
Ubs (Usa) Inc. Subsidary 2/7/1989 12/31/2001
Nyre Holding Corp. Subsidary 11/4/1991 12/30/2001
Edison Brothers Stores, Inc. Subsidary 12/29/1997 8/31/2001
Jps Textile Group Inc. Subsidary 10/20/1997 8/31/2001
Metaux Precieux S.A. Metalor Subsidary 9/30/1998 8/31/2001
Ubs Capital Bv Subsidary 6/29/1998 8/31/2001
Grand Union Co. Subsidary 8/7/1998 8/31/2001
Ubs Services Llc Subsidary 6/29/1998 5/8/2000
Swiss Steel Ag Subsidary 6/29/1998 12/30/1999
Julius Baer Holding Ltd. Subsidary 6/29/1998 3/19/1999
Sbsi Holding S.A. Subsidary 11/26/1998 12/23/1998
Sbsi Holding S.A. Subsidary 12/31/1995 11/25/1998
Metaux Precieux S.A. Metalor Subsidary 10/20/1987 9/29/1998
Telekurs Holding Ag Subsidary 6/29/1998 7/31/1998
Metallurg Inc. Subsidary 4/15/1997 7/16/1998
Indelec Holding Ag Subsidary 12/31/1993 12/30/1997
Eal (Delaware) Vi Corp. Subsidary 5/7/1993 10/20/1997
S.G. Warburg Holdings (U.S.A.) Inc. Subsidary 7/3/1995 5/30/1996
Sbsi Holding S.A. Subsidary 4/8/1993 12/30/1995
Indelec Holding (Usa), Inc. Subsidary 12/31/1991 12/30/1994
Ubs Forex Inc. Subsidary 12/31/1987 12/30/1993
Sbc Resource Management Inc. Subsidary 12/4/1985 12/30/1993
222 Corporation Subsidary 5/31/1988 12/30/1993
52688 Corporation Subsidary 5/31/1988 12/30/1993
Bsi Ag Subsidary 12/31/1992 4/7/1993
Sbc Warburg Dillon Read Inc. Subsidary 3/1/1989 1/28/1993
Abt Inc. Subsidary 12/12/1982 12/31/1992
Bsi Ag Subsidary 5/3/1991 12/30/1992
Sbc/O'c Services L.P. Subsidary 12/27/1990 12/15/1992
Sbci Holding Ag Subsidary 3/19/1984 1/29/1992
Sbc Finance (Delaware) Inc. Subsidary 4/2/1986 1/29/1992
Uiag Universal Ingenieur Ag Subsidary 10/26/1987 10/31/1990
Libra Bank Plc Subsidary 12/31/1984 9/27/1990
Sbci Swiss Bank Corporation Investment Banking Inc. Subsidary 12/31/1980 3/18/1984
Acquisitions & Mergers Role Assets Acct Method Type Transaction Date
Union Bank Of Switzerland Seller Discontinued 6/29/1998