| Relationships | Role | Relationship Start | Relationship End |
| Unicredit Banca Mobiliare S.P.A | Parent | 7/26/2002 | 6/30/2004 |
| Ubm Securities Inc. | Subsidary | 7/26/2002 | 6/30/2004 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Unicredit Banca Mobiliare S.P.A | Buyer | Discontinued | 7/1/2004 |