| Relationships | Role | Relationship Start | Relationship End |
| Hilltop Securities Holdings, Llc | Parent | 1/1/2015 | 3/11/2015 |
| Sws Group, Inc. | Parent | 7/21/2011 | 12/31/2014 |
| Sws Group, Inc. | Parent | 6/30/2007 | 7/20/2011 |
| Sws Group, Inc. | Parent | 3/10/2004 | 6/29/2007 |
| Southwest Securities , Fsb | Subsidary | 7/21/2011 | 12/31/2014 |
| Southwest Securities , Fsb | Subsidary | 3/10/2004 | 7/20/2011 |