| Relationships | Role | Relationship Start | Relationship End |
| Wells Fargo Wealth Brokerage Insurance Agency, Llc | Parent | 1/16/2011 | 1/16/2011 |
| Wells Fargo Investments, Llc | Parent | 5/1/2006 | 1/15/2011 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Wells Fargo Wealth Brokerage Insurance Agency, Llc | Buyer | Discontinued | 1/17/2011 |