| Relationships | Role | Relationship Start | Relationship End |
| Morgan Stanley Smith Barney Holdings Llc | Parent | 5/31/2009 | 11/3/2010 |
| Citigroup Global Markets Holdings Inc. | Parent | 5/18/2009 | 5/30/2009 |
| Citigroup Global Markets Holdings Inc. | Parent | 6/30/2007 | 5/17/2009 |
| Citigroup Global Markets Holdings Inc. | Parent | 12/30/1999 | 6/29/2007 |
| Smith Barney (Delaware) Inc. | Parent | 10/8/1998 | 12/29/1999 |