| Relationships | Role | Relationship Start | Relationship End |
| Charles Schwab Corporation, The | Parent | 12/3/2003 | 1/14/2004 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Soundview Technology Group, Inc. | Buyer | Discontinued | 1/15/2004 |
| Relationships | Role | Relationship Start | Relationship End |
| Charles Schwab Corporation, The | Parent | 12/3/2003 | 1/14/2004 |
| Acquisitions & Mergers | Role | Assets | Acct Method | Type | Transaction Date |
| Soundview Technology Group, Inc. | Buyer | Discontinued | 1/15/2004 |