| Relationships | Role | Relationship Start | Relationship End |
| Sanwa Securities (Delaware) Inc. | Parent | 10/1/1998 | 8/27/2001 |
| Sanwa Securities (Delaware) Inc. | Parent | 1/1/1994 | 9/30/1998 |
| Sanwa Securities (Usa) Co., L.P. | Parent | 1/1/1994 | 9/30/1998 |
| Sanwa Securities (Delaware) Inc. | Parent | 6/20/1988 | 12/31/1993 |
| Sanwa Securities (Usa) Co., L.P. | Parent | 6/20/1988 | 12/31/1993 |